# Financial institutions: capital requirements for the trading book and for re-securitisations; supervisory review of remuneration policies

European Parliament procedure 2009/0099(COD) (COD - Ordinary legislative procedure (ex-codecision procedure), 7th term, committee ECON / EMPL). Stage: Procedure completed. 186 committee amendments tabled by 23 Members between 2010-02-05 and 2010-03-31.

## What the amendments focus on

This codecision dossier concerns capital requirements for the trading book and re-securitisations and supervisory review of remuneration policies. The amendments set principles on remuneration to curb excessive risk-taking, applied proportionately to credit institutions and investment firms, limit bonuses, strengthen supervisory review and disclosure, give competent authorities and the European Banking Authority enforcement roles, and introduce separate capital treatment and due diligence for re-securitisations, referencing the G20 and Basel Committee.

## Most active Members on this file

| Member | Country | Group | Amendments | Markdown |
|---|---|---|---|---|
| Sharon BOWLES | United Kingdom | ALDE | 24 | https://amendeu.com/md/meps/33570.md |
| Olle SCHMIDT | Sweden | ALDE | 22 | https://amendeu.com/md/meps/4274.md |
| Vicky FORD | United Kingdom | ECR | 16 | https://amendeu.com/md/meps/96949.md |
| Jean-Paul GAUZÈS | France | PPE | 14 | https://amendeu.com/md/meps/28193.md |
| Wolf KLINZ | Germany | ALDE | 13 | https://amendeu.com/md/meps/28244.md |
| Othmar KARAS | Austria | PPE | 13 | https://amendeu.com/md/meps/4246.md |
| Karima DELLI | France | Verts/ALE | 13 | https://amendeu.com/md/meps/96868.md |
| Patrick LE HYARIC | France | GUE/NGL | 10 | https://amendeu.com/md/meps/96735.md |
| Gabriele ZIMMER | Germany | GUE/NGL | 10 | https://amendeu.com/md/meps/28248.md |
| Burkhard BALZ | Germany | PPE | 8 | https://amendeu.com/md/meps/96997.md |
| Jürgen KLUTE | Germany | GUE/NGL | 7 | https://amendeu.com/md/meps/96769.md |
| Udo BULLMANN | Germany | S&D | 7 | https://amendeu.com/md/meps/4267.md |
| Arlene McCARTHY | United Kingdom | S&D | 7 | https://amendeu.com/md/meps/2173.md |
| Pascal CANFIN | France | RE | 7 | https://amendeu.com/md/meps/96711.md |
| Thomas MANN | Germany | PPE | 6 | https://amendeu.com/md/meps/1922.md |

## Official source documents

- PE438.471: http://www.europarl.europa.eu/sides/getDoc.do?pubRef=-//EP//NONSGML+COMPARL+PE-438.471+01+DOC+PDF+V0//EN&language=EN
- PE439.967: http://www.europarl.europa.eu/sides/getDoc.do?pubRef=-//EP//NONSGML+COMPARL+PE-439.967+01+DOC+PDF+V0//EN&language=EN

Full amendment texts, votes and exports: https://amendeu.com/dossiers/2009-0099-COD · machine-readable: https://amendeu.com/data/dossiers/2009-0099-COD.json

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Data refreshed: 2026-07-27. Human-readable version: https://amendeu.com/dossiers/2009-0099-COD
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