# Institutions for occupational retirement provision, undertakings of collective investment in transferable securities (UCITS) and Alternative Investment Funds Managers: risk management

European Parliament procedure 2011/0360(COD) (COD - Ordinary legislative procedure (ex-codecision procedure), 7th term, committee ECON / JURI). Stage: Procedure completed. 10 committee amendments tabled by 7 Members between 2012-03-29 and 2012-03-29.

## What the amendments focus on

The dossier concerns risk management for institutions for occupational retirement provision, UCITS and Alternative Investment Fund Managers. Amendments revise recitals and provisions on investors' over-reliance on external credit ratings when investing in debt instruments, requiring their own creditworthiness assessments; they prohibit fund rules causing automatic sale of assets upon a credit-rating downgrade, delegate powers under Article 290 TFEU to the Commission, and amend related directives and transposition deadlines.

## Most active Members on this file

| Member | Country | Group | Amendments | Markdown |
|---|---|---|---|---|
| Ildikó GÁLL-PELCZ | Hungary | PPE | 3 | https://amendeu.com/md/meps/102886.md |
| Pascal CANFIN | France | RE | 3 | https://amendeu.com/md/meps/96711.md |
| Emilie TURUNEN | Denmark | S&D | 3 | https://amendeu.com/md/meps/96703.md |
| Gianni PITTELLA | Italy | S&D | 1 | https://amendeu.com/md/meps/4436.md |
| Sharon BOWLES | United Kingdom | ALDE | 1 | https://amendeu.com/md/meps/33570.md |
| Krišjānis KARIŅŠ | Latvia | PPE | 1 | https://amendeu.com/md/meps/96901.md |
| Evelyn REGNER | Austria | S&D | 1 | https://amendeu.com/md/meps/96998.md |

## Official source documents

- PE486.063: http://www.europarl.europa.eu/sides/getDoc.do?pubRef=-//EP//NONSGML+COMPARL+PE-486.063+02+DOC+PDF+V0//EN&language=EN
- PE486.179: http://www.europarl.europa.eu/sides/getDoc.do?pubRef=-//EP//NONSGML+COMPARL+PE-486.179+01+DOC+PDF+V0//EN&language=EN

Full amendment texts, votes and exports: https://amendeu.com/dossiers/2011-0360-COD · machine-readable: https://amendeu.com/data/dossiers/2011-0360-COD.json

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Data refreshed: 2026-07-27. Human-readable version: https://amendeu.com/dossiers/2011-0360-COD
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