# Prudential supervision of investment firms

European Parliament procedure 2017/0358(COD) (COD - Ordinary legislative procedure (ex-codecision procedure), 8th term, committee ECON / JURI). Stage: Procedure completed. 276 committee amendments tabled by 22 Members between 2018-06-04 and 2018-06-12.

## What the amendments focus on

The dossier concerns the prudential supervision of investment firms. Amendments address requirements stemming from existing credit-institution frameworks, the role of competent authorities and their cooperation with EBA and ESMA, remuneration and corporate-governance principles, treatment of large asset managers and liquidity mismatch, professional indemnity insurance, tax-transparency disclosure, and administrative penalties (effective, proportionate and dissuasive) including their publication and breach-reporting mechanisms.

## Most active Members on this file

| Member | Country | Group | Amendments | Markdown |
|---|---|---|---|---|
| Mady DELVAUX | Luxembourg | S&D | 69 | https://amendeu.com/md/meps/124776.md |
| Sven GIEGOLD | Germany | Verts/ALE | 62 | https://amendeu.com/md/meps/96730.md |
| Nils TORVALDS | Finland | RE | 22 | https://amendeu.com/md/meps/114268.md |
| Caroline NAGTEGAAL | Netherlands | RE | 21 | https://amendeu.com/md/meps/190519.md |
| Miguel VIEGAS | Portugal | GUE/NGL | 21 | https://amendeu.com/md/meps/125100.md |
| Sajjad KARIM | United Kingdom | ECR | 19 | https://amendeu.com/md/meps/28481.md |
| Daniel BUDA | Romania | PPE | 15 | https://amendeu.com/md/meps/125012.md |
| Neena GILL | United Kingdom | S&D | 14 | https://amendeu.com/md/meps/4533.md |
| Paul TANG | Netherlands | S&D | 12 | https://amendeu.com/md/meps/125020.md |
| Răzvan POPA | Romania | S&D | 12 | https://amendeu.com/md/meps/189490.md |
| Bernd LUCKE | Germany | ECR | 10 | https://amendeu.com/md/meps/124820.md |
| Markus FERBER | Germany | PPE | 10 | https://amendeu.com/md/meps/1917.md |
| Thierry CORNILLET | France | ALDE | 9 | https://amendeu.com/md/meps/4338.md |
| Werner LANGEN | Germany | PPE | 6 | https://amendeu.com/md/meps/1928.md |
| Jakob von WEIZSÄCKER | Germany | S&D | 6 | https://amendeu.com/md/meps/124840.md |

## Official source documents

- PE623.590: http://www.europarl.europa.eu/doceo/document/JURI-AM-623590_EN.pdf
- PE623.597: http://www.europarl.europa.eu/doceo/document/ECON-AM-623597_EN.pdf

Full amendment texts, votes and exports: https://amendeu.com/dossiers/2017-0358-COD · machine-readable: https://amendeu.com/data/dossiers/2017-0358-COD.json

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Data refreshed: 2026-07-27. Human-readable version: https://amendeu.com/dossiers/2017-0358-COD
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