# Prudential requirements of investment firms

European Parliament procedure 2017/0359(COD) (COD - Ordinary legislative procedure (ex-codecision procedure), 8th term, committee ECON). Stage: Procedure completed. 301 committee amendments tabled by 18 Members between 2018-06-05 and 2018-06-05.

## What the amendments focus on

This dossier concerns prudential requirements of investment firms. The amendments build capital requirements from K-factors capturing Risk-to-Customer, Risk-to-Market and Risk-to-Firm, define small and non-interconnected firms and related exemptions within banking and investment-firm groups, add provisions on large asset managers, assets under management, liquidity mismatch, the tick-size regime for systematic internalisers, disclosure of capital and remuneration, and equivalence for third countries.

## Most active Members on this file

| Member | Country | Group | Amendments | Markdown |
|---|---|---|---|---|
| Anne SANDER | France | PPE | 52 | https://amendeu.com/md/meps/24594.md |
| Alain LAMASSOURE | France | PPE | 47 | https://amendeu.com/md/meps/1204.md |
| Bernd LUCKE | Germany | ECR | 44 | https://amendeu.com/md/meps/124820.md |
| Thierry CORNILLET | France | ALDE | 44 | https://amendeu.com/md/meps/4338.md |
| Markus FERBER | Germany | PPE | 37 | https://amendeu.com/md/meps/1917.md |
| Sven GIEGOLD | Germany | Verts/ALE | 34 | https://amendeu.com/md/meps/96730.md |
| Mady DELVAUX | Luxembourg | S&D | 32 | https://amendeu.com/md/meps/124776.md |
| Caroline NAGTEGAAL | Netherlands | RE | 16 | https://amendeu.com/md/meps/190519.md |
| Paul TANG | Netherlands | S&D | 14 | https://amendeu.com/md/meps/125020.md |
| Miguel VIEGAS | Portugal | GUE/NGL | 13 | https://amendeu.com/md/meps/125100.md |
| Nils TORVALDS | Finland | RE | 12 | https://amendeu.com/md/meps/114268.md |
| Pervenche BERÈS | France | S&D | 10 | https://amendeu.com/md/meps/1985.md |
| Jeppe KOFOD | Denmark | S&D | 5 | https://amendeu.com/md/meps/124870.md |
| Jonás FERNÁNDEZ | Spain | S&D | 4 | https://amendeu.com/md/meps/125046.md |
| Werner LANGEN | Germany | PPE | 4 | https://amendeu.com/md/meps/1928.md |

## Official source documents

- PE623.596: http://www.europarl.europa.eu/doceo/document/ECON-AM-623596_EN.pdf
- PE623.631: http://www.europarl.europa.eu/doceo/document/ECON-AM-623631_EN.pdf

Full amendment texts, votes and exports: https://amendeu.com/dossiers/2017-0359-COD · machine-readable: https://amendeu.com/data/dossiers/2017-0359-COD.json

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Source: AmendEU (amendeu.com), built from Parltrack (ODbL), European Parliament Open Data ((c) European Union) and official Parliament documents. Aggregates CC BY 4.0.
Data refreshed: 2026-07-27. Human-readable version: https://amendeu.com/dossiers/2017-0359-COD
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