Procedure
Criminal sanctions for market abuse (market abuse directive)
2011/0297(COD)·7th term·ECON / JURI / LIBE·COD - Ordinary legislative procedure (ex-codecision procedure)·Completed
Subjects: Securities and financial markets, stock exchange, CIUTS, investments · Financial supervision · Judicial cooperation in criminal matters
Rapporteur (the Member appointed to lead Parliament's work on this text): MCCARTHY Arlene (S&D)
Summary
This dossier concerns criminal sanctions for market abuse under the market abuse directive. The amendments address minimum rules for criminal sanctions for insider dealing and market manipulation, the definitions of financial instrument, inside information, commodity and buy-back programme, manipulation of indexes such as LIBOR and EURIBOR, exemptions for journalism, research and market-making, liability of legal persons, and fundamental rights under the Charter.
Procedure timeline
- Committee amendments tabled10 May 2012 – 13 Jul 2012
- Procedure completed
82
Amendments
distinct, in window
17
Members
tabled at least one
3
Committees
10 May 2012 – 13 Jul 2012
Dates
Official amendment documents
Connections
Related procedures
Bank recovery and resolution: ranking of unsecured debt instruments in insolvency hierarchy
8th term · Financial supervision · Securities and financial markets, stock exchange, CIUTS, investments
69amendments
Capital Requirements Regulation: adjustments in response to the COVID-19 pandemic
9th term · Financial supervision · Securities and financial markets, stock exchange, CIUTS, investments
96amendments
Certain aspects of the minimum requirement for own funds and eligible liabilities
9th term · Financial supervision · Securities and financial markets, stock exchange, CIUTS, investments
68amendments
General framework for securitisation and specific framework for simple, transparent and standardised securitisation to help the recovery from the COVID-19 crisis
9th term · Financial supervision · Securities and financial markets, stock exchange, CIUTS, investments
64amendments
Scope of rules for benchmarks, use in the Union of benchmarks provided by an administrator located in a third country, and certain reporting requirements
9th term · Financial supervision · Securities and financial markets, stock exchange, CIUTS, investments
62amendments
See these connections as a navigable graph — and walk from there to anything else.
Explore the graphFull record
Members who amended this procedure
17 Members · by amendment count1
Sirpa PIETIKÄINEN
European People's Party (EPP) · 🇫🇮 Finland
20(20 solo)
2Elena BĂSESCU
European People's Party (EPP) · 🇷🇴 Romania
10(10 solo)
3Sebastian Valentin BODU
European People's Party (EPP) · 🇷🇴 Romania
9(9 solo)
4Emine BOZKURT
Socialists & Democrats · 🇳🇱 Netherlands
8(8 solo)
5Ramon TREMOSA i BALCELLS
ALDE · 🇪🇸 Spain
5(5 solo)
6Bogusław SONIK
European People's Party (EPP) · 🇵🇱 Poland
4(4 solo)
7Wolf KLINZ
ALDE · 🇩🇪 Germany
3(3 solo)
8Arlene McCARTHY
Socialists & Democrats · 🇬🇧 United Kingdom
3(3 solo)
9Elisa FERREIRA
Socialists & Democrats · 🇵🇹 Portugal
3(3 solo)
10Sven GIEGOLD
Greens / EFA · 🇩🇪 Germany
3(3 solo)
11Kay SWINBURNE
European Conservatives & Reformists · 🇬🇧 United Kingdom
2(2 solo)
12Sylvie GOULARD
ALDE · 🇫🇷 France
2(2 solo)
13Sharon BOWLES
ALDE · 🇬🇧 United Kingdom
2(2 solo)
14Krišjānis KARIŅŠ
European People's Party (EPP) · 🇱🇻 Latvia
2(2 solo)
15Evelyn REGNER
Socialists & Democrats · 🇦🇹 Austria
2(2 solo)
16Rolandas PAKSAS
EFDD · 🇱🇹 Lithuania
1(1 solo)
17Rui TAVARES
Greens / EFA · 🇵🇹 Portugal
1(1 solo)
The amendments, in full text
82 amendmentsEvery amendment as tabled — original text, proposed change and justification, with a link to the official PDF.
The full amendment texts load as you scroll here.