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Procedure

Retail investor protection rules

2023/0167(COD)·9th term·ECON·COD - Ordinary legislative procedure (ex-codecision procedure)·In progressAwaiting Parliament's position in 1st reading
Rapporteur (the Member appointed to lead Parliament's work on this text): YON-COURTIN Stéphanie (Renew)
Summary

The dossier sets retail investor protection rules. The amendments rework the treatment of third-party payments or inducements paid to investment firms, insurance undertakings and intermediaries, the independent-advice and Value for Money requirements, product governance, costs and charges disclosure, financial literacy, and reporting on conflicts of interest for retail investors and customers.

1,074
Amendments
distinct, in window
32
Members
tabled at least one
1
Committee
9 Nov 2023
Dates
Statistical baseline — not a forecast

How groups usually vote on similar files

Based on 117 past main roll-call votes on ECON-responsible procedures, Jul 2019 → 2026-07-25.

If every group voted at its historical rate, with today’s seats: 70% of expressed votes in favour.

Seat-weighted baseline over 711 of 711 seats · how often this method is right →

EPPusually FOR95% FOR over 18,571 votes
S&Dusually FOR91% FOR over 14,518 votes
Renewusually FOR94% FOR over 10,224 votes
Greens/EFAusually FOR72% FOR over 7,251 votes
ECRusually FOR50% FOR over 7,189 votes
The Leftusually AGAINST31% FOR over 3,993 votes
Patriotsusually AGAINST24% FOR over 1,875 votes
IDusually AGAINST33% FOR over 5,118 votes
ESNusually AGAINST9% FOR over 579 votes
Non-attachedusually FOR54% FOR over 3,864 votes

Statistical baseline from past roll-call votes; not a forecast. · roll-call votes only

Follow this procedure — subscribe to its votes (RSS)

Official amendment documents

Full record

Members who amended this procedure

32 Members · by amendment count
1
Isabel BENJUMEA BENJUMEA
Isabel BENJUMEA BENJUMEA
European People's Party (EPP) · 🇪🇸 Spain
198(183 solo)
2
Ralf SEEKATZ
Ralf SEEKATZ
European People's Party (EPP) · 🇩🇪 Germany
123
3
Markus FERBER
Markus FERBER
European People's Party (EPP) · 🇩🇪 Germany
123
4
Aurore LALUCQ
Aurore LALUCQ
Socialists & Democrats · 🇫🇷 France
121(4 solo)
5
Marco ZANNI
Marco ZANNI
Identity & Democracy · 🇮🇹 Italy
104
6
Valentino GRANT
Valentino GRANT
Identity & Democracy · 🇮🇹 Italy
104
7
Antonio Maria RINALDI
Antonio Maria RINALDI
Identity & Democracy · 🇮🇹 Italy
104
8
Frances FITZGERALD
Frances FITZGERALD
European People's Party (EPP) · 🇮🇪 Ireland
98(83 solo)
9
Eero HEINÄLUOMA
Eero HEINÄLUOMA
Socialists & Democrats · 🇫🇮 Finland
93
10
René REPASI
René REPASI
Socialists & Democrats · 🇩🇪 Germany
93
11
Stéphanie YON-COURTIN
Stéphanie YON-COURTIN
Renew Europe · 🇫🇷 France
61(61 solo)
12
Denis NESCI
Denis NESCI
European Conservatives & Reformists · 🇮🇹 Italy
56(56 solo)
13
Claude GRUFFAT
Claude GRUFFAT
Greens / EFA · 🇫🇷 France
56(56 solo)
14
Erik POULSEN
Erik POULSEN
Renew Europe · 🇩🇰 Denmark
55(45 solo)
15
Paul TANG
Paul TANG
Socialists & Democrats · 🇳🇱 Netherlands
46
16
Othmar KARAS
Othmar KARAS
European People's Party (EPP) · 🇦🇹 Austria
44(44 solo)
17
Sirpa PIETIKÄINEN
Sirpa PIETIKÄINEN
European People's Party (EPP) · 🇫🇮 Finland
36(36 solo)
18
Fabio Massimo CASTALDO
Fabio Massimo CASTALDO
Renew Europe · 🇮🇹 Italy
36(36 solo)
19
Lídia PEREIRA
Lídia PEREIRA
European People's Party (EPP) · 🇵🇹 Portugal
23(23 solo)
20
Ondřej KOVAŘÍK
Ondřej KOVAŘÍK
Patriots for Europe · 🇨🇿 Czechia
20(10 solo)
21
Fulvio MARTUSCIELLO
Fulvio MARTUSCIELLO
European People's Party (EPP) · 🇮🇹 Italy
14(14 solo)
22
Jessica POLFJÄRD
Jessica POLFJÄRD
European People's Party (EPP) · 🇸🇪 Sweden
11(11 solo)
23
Enikő GYŐRI
Enikő GYŐRI
Patriots for Europe · 🇭🇺 Hungary
8(8 solo)
24
Laurence SAILLIET
Laurence SAILLIET
European People's Party (EPP) · 🇫🇷 France
8(8 solo)
25
Olivier CHASTEL
Olivier CHASTEL
Renew Europe · 🇧🇪 Belgium
7(7 solo)

The amendments, in full text

1,074 amendments

Every amendment as tabled — original text, proposed change and justification, with a link to the official PDF.

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