Procedure
Retail investor protection rules
2023/0167(COD)·9th term·ECON·COD - Ordinary legislative procedure (ex-codecision procedure)·In progressAwaiting Parliament's position in 1st reading
Subjects: Securities and financial markets, stock exchange, CIUTS, investments · Insurance, pension funds
Rapporteur (the Member appointed to lead Parliament's work on this text): YON-COURTIN Stéphanie (Renew)
Summary
The dossier sets retail investor protection rules. The amendments rework the treatment of third-party payments or inducements paid to investment firms, insurance undertakings and intermediaries, the independent-advice and Value for Money requirements, product governance, costs and charges disclosure, financial literacy, and reporting on conflicts of interest for retail investors and customers.
1,074
Amendments
distinct, in window
32
Members
tabled at least one
1
Committee(s)
9 Nov 2023
Dates
Statistical baseline — not a forecast
How groups usually vote on similar files
Based on 112 past main roll-call votes on ECON-responsible procedures, Jul 2019 → 2026-07-04.
EPPusually FOR95% FOR over 17,739 votes
S&Dusually FOR91% FOR over 13,929 votes
Renewusually FOR94% FOR over 9,876 votes
Greens/EFAusually FOR72% FOR over 7,010 votes
ECRusually FOR51% FOR over 6,846 votes
The Leftusually AGAINST30% FOR over 3,829 votes
Patriotsusually AGAINST28% FOR over 1,519 votes
IDusually AGAINST33% FOR over 5,118 votes
ESNusually AGAINST12% FOR over 457 votes
Non-attachedusually FOR55% FOR over 3,733 votes
Statistical baseline from past roll-call votes; not a forecast. · roll-call votes only
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Official amendment documents
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Members who amended this procedure
32 Members · by amendment count1🇪🇸
Isabel BENJUMEA BENJUMEA
European People's Party (EPP) · Spain
198(183 solo)
2🇩🇪Ralf SEEKATZ
European People's Party (EPP) · Germany
123
3🇩🇪Markus FERBER
European People's Party (EPP) · Germany
123
4🇫🇷Aurore LALUCQ
Socialists & Democrats · France
121(4 solo)
5🇮🇹Marco ZANNI
Identity & Democracy · Italy
104
6🇮🇹Valentino GRANT
Identity & Democracy · Italy
104
7🇮🇹Antonio Maria RINALDI
Identity & Democracy · Italy
104
8🇮🇪Frances FITZGERALD
European People's Party (EPP) · Ireland
98(83 solo)
9🇫🇮Eero HEINÄLUOMA
Socialists & Democrats · Finland
93
10🇩🇪René REPASI
Socialists & Democrats · Germany
93
11🇫🇷Stéphanie YON-COURTIN
Renew Europe · France
61(61 solo)
12🇮🇹Denis NESCI
European Conservatives & Reformists · Italy
56(56 solo)
13🇫🇷Claude GRUFFAT
Greens / EFA · France
56(56 solo)
14🇩🇰Erik POULSEN
Renew Europe · Denmark
55(45 solo)
15🇳🇱Paul TANG
Socialists & Democrats · Netherlands
46
16🇦🇹Othmar KARAS
European People's Party (EPP) · Austria
44(44 solo)
17🇫🇮Sirpa PIETIKÄINEN
European People's Party (EPP) · Finland
36(36 solo)
18🇮🇹Fabio Massimo CASTALDO
Renew Europe · Italy
36(36 solo)
19🇵🇹Lídia PEREIRA
European People's Party (EPP) · Portugal
23(23 solo)
20🇨🇿Ondřej KOVAŘÍK
Patriots for Europe · Czechia
20(10 solo)
21🇮🇹Fulvio MARTUSCIELLO
European People's Party (EPP) · Italy
14(14 solo)
22🇸🇪Jessica POLFJÄRD
European People's Party (EPP) · Sweden
11(11 solo)
23🇭🇺Enikő GYŐRI
Patriots for Europe · Hungary
8(8 solo)
24🇫🇷Laurence SAILLIET
European People's Party (EPP) · France
8(8 solo)
25🇧🇪Olivier CHASTEL
Renew Europe · Belgium
7(7 solo)
The amendments, in full text
1,074 amendmentsEvery amendment as tabled — original text, proposed change and justification, with a link to the official PDF.
The full amendment texts load as you scroll here.