Procedure
Investor-compensation schemes
2010/0199(COD)·7th term·ECON / JURI·COD - Ordinary legislative procedure (ex-codecision procedure)·Lapsed / rejectedProcedure lapsed or withdrawn
Subjects: Securities and financial markets, stock exchange, CIUTS, investments · Financial services, financial reporting and auditing
Rapporteur (the Member appointed to lead Parliament's work on this text): SCHMIDT Olle (ALDE)
Summary
This dossier concerns investor-compensation schemes. The amendments revise minimum compensation levels (debating amounts such as EUR 30,000, EUR 50,000 and EUR 100,000), the funding of schemes, coverage where investment firms cannot return client assets due to fraud, malpractice, operational error or bad advice, compulsory third-party insurance for investment advisors, a last-resort European reserve fund, treatment of UCITS unit holders, and exclusions for professional investors and money-laundering claims.
Procedure timeline
- Committee amendments tabled22 Feb 2011 – 2 Mar 2011
- Procedure lapsed or withdrawn
116
Amendments
distinct, in window
17
Members
tabled at least one
2
Committee(s)
22 Feb 2011 – 2 Mar 2011
Dates
Official amendment documents
Connections
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Members who amended this procedure
17 Members · by amendment count1🇫🇷
Pervenche BERÈS
Socialists & Democrats · France
42(42 solo)
2🇬🇧Sharon BOWLES
ALDE · United Kingdom
11(11 solo)
3🇩🇪Sven GIEGOLD
Greens / EFA · Germany
9(9 solo)
4🇪🇸Pablo ZALBA BIDEGAIN
European People's Party (EPP) · Spain
8(8 solo)
5🇮🇹Alfredo PALLONE
European People's Party (EPP) · Italy
7(2 solo)
6🇩🇪Jürgen KLUTE
The Left (GUE/NGL) · Germany
6(6 solo)
7🇬🇧Syed KAMALL
European Conservatives & Reformists · United Kingdom
6(6 solo)
8🇸🇪Gunnar HÖKMARK
European People's Party (EPP) · Sweden
5(5 solo)
9🇬🇧Vicky FORD
European Conservatives & Reformists · United Kingdom
5(5 solo)
10🇱🇺Astrid LULLING
European People's Party (EPP) · Luxembourg
5(5 solo)
11🇮🇹Herbert DORFMANN
European People's Party (EPP) · Italy
5
12🇮🇹Gianni PITTELLA
Socialists & Democrats · Italy
4(4 solo)
13🇫🇷Jean-Paul GAUZÈS
European People's Party (EPP) · France
3(3 solo)
14🇦🇹Evelyn REGNER
Socialists & Democrats · Austria
2(2 solo)
15🇵🇹Diogo FEIO
European People's Party (EPP) · Portugal
1(1 solo)
16🇷🇴Elena BĂSESCU
European People's Party (EPP) · Romania
1(1 solo)
17🇸🇮Zoran THALER
Socialists & Democrats · Slovenia
1(1 solo)
The amendments, in full text
116 amendmentsEvery amendment as tabled — original text, proposed change and justification, with a link to the official PDF.
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