Procedure

Digital Finance: amending Directive regarding Digital Operational Resilience requirements

2020/0268(COD)·9th term·ECON / JURI·COD - Ordinary legislative procedure (ex-codecision procedure)·CompletedProcedure completed

Subjects: Securities and financial markets, stock exchange, CIUTS, investments · Banks and credit · Insurance, pension funds · Financial services, financial reporting and auditing · Financial supervision · Financial management of undertakings, business loans, accounting

Rapporteur (the Member appointed to lead Parliament's work on this text): PEKSA Mikuláš (Verts/ALE)

Summary

A proposed directive amending several financial-sector directives in relation to digital operational resilience requirements. The amendments revise recitals and provisions aligning ICT-risk, outsourcing and incident-reporting rules across banking, payment services, insurance, audit and investment-fund directives with the referenced DORA Regulation, address distributed ledger technology multilateral trading facilities and crypto-assets that qualify as financial instruments, add proportionality for smaller institutions and IT suppliers, and extend ICT-risk steps to anti-money-laundering rules.

Procedure timeline

Committee amendments tabled
28 May 2021 – 14 Jun 2021
Plenary vote — Passed
10 Nov 2022 · On the provisional agreement negotiated with the Council (the trilogue deal) — amendment 2
Procedure completed

Amendments

distinct, in window

Members

tabled at least one

Committee(s)

28 May 2021 – 14 Jun 2021

Dates

Plenary votes

1 roll-call votes

In plenary, Parliament usually votes in steps: first on amendments to the text (sometimes split into parts, so Members can accept one half of a sentence and reject the other), then on the text as a whole. The “main vote” is the one that adopts or rejects the text itself. Each vote below shows exactly which step it was. How voting works →

10 Nov 2022Main votePassedoutcome from totals
On the provisional agreement negotiated with the Council (the trilogue deal) — amendment 2
Official label: Accord provisoire - Am 2 · what was voted ↗
553 for19 against40 abstentions92 did not vote
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