Procedure
Institutions for occupational retirement provision, undertakings of collective investment in transferable securities (UCITS) and Alternative Investment Funds Managers: risk management
2011/0360(COD)·7th term·ECON / JURI·COD - Ordinary legislative procedure (ex-codecision procedure)·Completed
Subjects: Securities and financial markets, stock exchange, CIUTS, investments · Insurance, pension funds · Financial services, financial reporting and auditing · Financial supervision
Rapporteur (the Member appointed to lead Parliament's work on this text): DOMENICI Leonardo (S&D)
Summary
The dossier concerns risk management for institutions for occupational retirement provision, UCITS and Alternative Investment Fund Managers. Amendments revise recitals and provisions on investors' over-reliance on external credit ratings when investing in debt instruments, requiring their own creditworthiness assessments; they prohibit fund rules causing automatic sale of assets upon a credit-rating downgrade, delegate powers under Article 290 TFEU to the Commission, and amend related directives and transposition deadlines.
10
Amendments
distinct, in window
7
Members
tabled at least one
2
Committees
29 Mar 2012
Dates
Official amendment documents
Connections
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Members who amended this procedure
7 Members · by amendment count1
Ildikó GÁLL-PELCZ
European People's Party (EPP) · 🇭🇺 Hungary
3(3 solo)
2Pascal CANFIN
Renew Europe · 🇫🇷 France
3
3Emilie TURUNEN
Socialists & Democrats · 🇩🇰 Denmark
3
4Gianni PITTELLA
Socialists & Democrats · 🇮🇹 Italy
1(1 solo)
5Sharon BOWLES
ALDE · 🇬🇧 United Kingdom
1(1 solo)
6Krišjānis KARIŅŠ
European People's Party (EPP) · 🇱🇻 Latvia
1(1 solo)
7Evelyn REGNER
Socialists & Democrats · 🇦🇹 Austria
1(1 solo)
The amendments, in full text
10 amendmentsEvery amendment as tabled — original text, proposed change and justification, with a link to the official PDF.
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