Procedure
Prudential supervision of investment firms
2017/0358(COD)·8th term·ECON / JURI·COD - Ordinary legislative procedure (ex-codecision procedure)·Completed
Subjects: Securities and financial markets, stock exchange, CIUTS, investments · Banks and credit · Insurance, pension funds · Financial services, financial reporting and auditing · Financial supervision
Rapporteur (the Member appointed to lead Parliament's work on this text): FERBER Markus (PPE)
Summary
The dossier concerns the prudential supervision of investment firms. Amendments address requirements stemming from existing credit-institution frameworks, the role of competent authorities and their cooperation with EBA and ESMA, remuneration and corporate-governance principles, treatment of large asset managers and liquidity mismatch, professional indemnity insurance, tax-transparency disclosure, and administrative penalties (effective, proportionate and dissuasive) including their publication and breach-reporting mechanisms.
Procedure timeline
- Committee amendments tabled4 Jun 2018 – 12 Jun 2018
- Procedure completed
276
Amendments
distinct, in window
22
Members
tabled at least one
2
Committees
4 Jun 2018 – 12 Jun 2018
Dates
Official amendment documents
Connections
Related procedures
Amending Regulation (EU) 2017/2402 on securitisation and a specific framework for simple, transparent and standardised securitisation
10th term · Insurance, pension funds · Banks and credit
252amendments
Amending Regulation (EU) No 575/2013 on prudential requirements for credit institutions as regards requirements for securitisation exposures
10th term · Insurance, pension funds · Banks and credit
251amendments
Corporate governance in financial institutions
7th term · Insurance, pension funds · Banks and credit
215amendments
Prudential requirements for credit institutions and investment firms
8th term · Insurance, pension funds · Banks and credit
152amendments
Capital Requirements Regulation: adjustments in response to the COVID-19 pandemic
9th term · Insurance, pension funds · Banks and credit
96amendments
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Members who amended this procedure
22 Members · by amendment count1
Mady DELVAUX
Socialists & Democrats · 🇱🇺 Luxembourg
69(49 solo)
2Sven GIEGOLD
Greens / EFA · 🇩🇪 Germany
62(62 solo)
3Nils TORVALDS
Renew Europe · 🇫🇮 Finland
22(4 solo)
4Caroline NAGTEGAAL
Renew Europe · 🇳🇱 Netherlands
21(3 solo)
5Miguel VIEGAS
The Left (GUE/NGL) · 🇵🇹 Portugal
21(21 solo)
6Sajjad KARIM
European Conservatives & Reformists · 🇬🇧 United Kingdom
19(19 solo)
7Daniel BUDA
European People's Party (EPP) · 🇷🇴 Romania
15(15 solo)
8Neena GILL
Socialists & Democrats · 🇬🇧 United Kingdom
14(3 solo)
9Paul TANG
Socialists & Democrats · 🇳🇱 Netherlands
12(2 solo)
10Răzvan POPA
Socialists & Democrats · 🇷🇴 Romania
12(12 solo)
11Bernd LUCKE
European Conservatives & Reformists · 🇩🇪 Germany
10(10 solo)
12Markus FERBER
European People's Party (EPP) · 🇩🇪 Germany
10(10 solo)
13Thierry CORNILLET
ALDE · 🇫🇷 France
9(9 solo)
14Werner LANGEN
European People's Party (EPP) · 🇩🇪 Germany
6(6 solo)
15Jakob von WEIZSÄCKER
Socialists & Democrats · 🇩🇪 Germany
6
16Evelyn REGNER
Socialists & Democrats · 🇦🇹 Austria
5(5 solo)
17Ramon TREMOSA i BALCELLS
ALDE · 🇪🇸 Spain
3(3 solo)
18Jonás FERNÁNDEZ
Socialists & Democrats · 🇪🇸 Spain
3
19Pervenche BERÈS
Socialists & Democrats · 🇫🇷 France
3(3 solo)
20Peter SIMON
Socialists & Democrats · 🇩🇪 Germany
2
21Anne SANDER
European People's Party (EPP) · 🇫🇷 France
2(1 solo)
22Alain LAMASSOURE
European People's Party (EPP) · 🇫🇷 France
1
The amendments, in full text
276 amendmentsEvery amendment as tabled — original text, proposed change and justification, with a link to the official PDF.
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