Procedure

Settlement discipline, cross-border provision of services, supervisory cooperation, provision of banking-type ancillary services and requirements for third-country central securities depositories

2022/0074(COD)·9th term·ECON·COD - Ordinary legislative procedure (ex-codecision procedure)·CompletedProcedure completed

Subjects: Securities and financial markets, stock exchange, CIUTS, investments · Banks and credit · Financial services, financial reporting and auditing · Financial supervision

Rapporteur (the Member appointed to lead Parliament's work on this text): VAN OVERTVELDT Johan (ECR)

Summary

This dossier concerns settlement discipline, cross-border provision of services, supervisory cooperation, banking-type ancillary services and requirements for third-country central securities depositories. Amendments address the settlement discipline regime and cash penalties for participants causing settlement fails, mandatory buy-in provisions, supervision of CSDs operating across Member States and a stronger role for ESMA, settlement in central-bank money, foreign-currency and netting arrangements, treatment of SME growth market instruments, and authorisation thresholds.

Procedure timeline

Committee amendments tabled
16 Nov 2022
Plenary vote — Passed
9 Nov 2023 · On the provisional agreement negotiated with the Council (the trilogue deal) — amendment 2
Procedure completed

106

Amendments

distinct, in window

Members

tabled at least one

Committee(s)

16 Nov 2022

Dates

Plenary votes

1 roll-call votes

In plenary, Parliament usually votes in steps: first on amendments to the text (sometimes split into parts, so Members can accept one half of a sentence and reject the other), then on the text as a whole. The “main vote” is the one that adopts or rejects the text itself. Each vote below shows exactly which step it was. How voting works →

9 Nov 2023Main votePassedoutcome from totals
On the provisional agreement negotiated with the Council (the trilogue deal) — amendment 2
Official label: Accord provisoire - Am 2 · what was voted ↗
552 for33 against9 abstentions108 did not vote
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